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Dexter Allan McCormick

Investment Adviser Representative at Alphastar Capital Management

Zionsville, INCRD #1500504Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dexter Allan Mccormick is an investment adviser representative with Alphastar Capital Management in Zionsville, IN, where they have been registered since 2023. They have worked in the securities industry since 1986 and have been registered with 4 firms, including TLG Advisors, Inc. and The Mccormick Group, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Colorado, Indiana, New Mexico, North Carolina, Pennsylvania, and Texas.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Colorado, Indiana, New Mexico, North Carolina, Pennsylvania, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/3/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 7/9/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/2/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/21/1986

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Alphastar Capital ManagementCurrent
12/1/2023 – Zionsville, IN
TLG Advisors, Inc.
1/12/2018 – 12/1/2023Indianapolis, IN
TLG Advisors, Inc.
7/1/2014 – 12/31/2017Indianapolis, IN
THE Mccormick Group, LLC
3/4/2014 – 8/19/2014Indianapolis, IN
Investment Advisors
10/24/2012 – 7/30/2014Indianapolis, IN
THE Mccormick Group, LLC
12/11/1998 – 12/31/2013Indianapolis, IN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Insource, Inc
    May 1988 – Oct 2023Indianapolis, IN
  2. THE Leaders Group Inc
    Jul 2014 – Nov 2017Littleton, CO
  3. Navian Capital Securities, LLC
    Dec 2017 – Jan 2020Cincinnati, OH
  4. TLG Advisors Inc
    Jan 2018 – Dec 2023Littleton, CO
  5. Axio Financial LLC
    Jan 2020 – Aug 2021New York, NY
  6. M. S. Howells & Co
    Dec 2021 – Nov 2023Scottsdale, AZ
  7. Alphastar Capital Management, LLC
    Dec 2023 – no end date reportedZionsville, IN
  8. DA McCormick Financial Services
    Dec 2023 – no end date reportedZionsville, IN
  9. Financial Independence Group
    Nov 2023 – no end date reportedCornelius, NC

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Alphastar Capital Management

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.0225

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Alphastar offers strategic alignment and affiliation options, a robust investment platform (including diversified portfolio models, structured solutions, separately managed accounts, and alternative investments), integrated technology solutions across the client lifecycle (CRM, financial planning, onboarding, data aggregation, compliance archiving), operations and back-office support, trading/billing/reporting, compliance services, and ongoing advisor development and mentorship.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
RIA PlatformIndependent AdvisorsInvestment ManagementPortfolio ModelsSeparately Managed AccountsAlternative InvestmentsCompliance SupportOperations OutsourcingTechnology IntegrationAdvisor DevelopmentBusiness Development+1 more

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsOther Investment AdvisersCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
145
Offices listed on AdvisorFinder:
26
Main office:
Cornelius, NC
Founded:
2011
SEC file number:
801-72361

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dexter Allan McCormick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Dexter Allan McCormick (Alphastar Capital Management)