Diana Dubus Garrard
Investment Adviser Representative at Thrivent Investment Management Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Diana Dubus Garrard is an investment adviser representative with Thrivent Investment Management Inc. in Bay St Louis, MS, where they have been registered since 2019. They have worked in the securities industry since 2009 and have been registered with 5 firms, including Mutual Service Corporation and Sagepoint Financial, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 6 (investment company and variable products). They are registered to provide investment advice in Mississippi.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Mississippi
- Broker:
2 states and territories
Louisiana, Mississippi
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Thrivent Financial - Terry KingNov 2017 – Feb 2019Slidell, LA
- Kelly ServicesAug 2017 – Nov 2017Gulfport, LA
- Coburn Supply Company, Inc.Jul 2009 – Jun 2017Lafayette, LA
- Fournet & AdamsMay 2005 – Jun 2017Lafayette, LA
- Independent Contractor Various Soccer AssnsAug 2009 – Feb 2019Diamondhead, MS
- Lutheran Church of the PinesAug 2018 – Feb 2019Waveland, MS
- Thrivent Investment Management IncSep 2018 – no end date reportedBay St Louis, MN
- Thrivent Financial - Terry KingFeb 2019 – May 2025Slidell, LA
- Thrivent FinancialMay 2025 – no end date reportedAppleton, WI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Thrivent Investment Management Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,163
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Minneapolis, MN
- SEC file number:
- 801-29618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Thrivent Investment Management Inc.
Showing 12 of 3,163 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Diana Dubus Garrard has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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