Diedric Berg
Investment Adviser Representative at Northwestern Mutual Investment Services,llc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Diedric Berg is an investment adviser representative with Northwestern Mutual Investment Services,llc in Dallas, TX, where they have been registered since 2024. They have worked in the securities industry since 2022 and have been registered with 3 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fidelity Personal and Workplace Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
3 states and territories
California, Florida, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- UnemployedMay 2021 – Dec 2021Oxford, MS
- StudentFeb 2021 – May 2021Oxford, MS
- M2 LogisticsDec 2020 – Feb 2021Green Bay, WI
- StudentAug 2019 – Dec 2020Oxford, MS
- City of Green BayMay 2019 – Aug 2019Green Bay, WI
- StudentAug 2018 – May 2019Oxford, MS
- City of Green BayMay 2018 – Aug 2018Green Bay, WI
- StudentAug 2017 – May 2018Eau Claire, WI
- City of Green BayMay 2017 – Aug 2017Green Bay, WI
- StudentSep 2016 – May 2017Eau Claire, WI
- Fidelity InvestmentsDec 2021 – Mar 2023Westlake, TX
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2023 – Aug 2024Dallas, TX
- Bank of America N.A.Apr 2023 – Aug 2024Dallas, TX
- Cole CaruthersAug 2024 – Aug 2026Dallas, TX
- Northwestern Mutual Investment Services, LLCOct 2024 – Sep 2026Dallas, TX
- Northwestern Mutual Wealth Management CompanyMar 2025 – Aug 2026Milwaukee, WI
- Northwestern Mutual Life Insurance CompanyAug 2026 – Aug 2026Milwaukee, WI
- Northwestern Mutual Wealth Management CompanyAug 2026 – Sep 2026Milwaukee, WI
- Fisher InvestmentsSep 2026 – no end date reportedPlano, TX
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northwestern Mutual Investment Services,llc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Dallas, TX
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Diedric Berg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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