Diego Guerrero
Investment Adviser Representative at Morton Wealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Diego Guerrero is an investment adviser representative with Morton Wealth in Calabasas, CA, where they have been registered since 2026. They have worked in the securities industry since 2025 and were previously registered with IEQ Capital, LLC. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in California.
Office
Advisors at this office: 27
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morton WealthMay 2026 – no end date reportedCalabasas, CA
- StudentOct 2014 – Jul 2019Thousand Oaks, CA
- CBCApr 2021 – Jul 2021Oxnard, CA
- UnemployedJul 2021 – Nov 2021Westlake Village, CA
- UBSJul 2022 – Jun 2023Westlake Village, CA
- UnemployedJul 2023 – Aug 2023San Diego, CA
- IEQ Capital, LLCJul 2024 – May 2026Foster City, CA
- HUB 101Jun 2019 – Feb 2020Westlake Village, CA
- Fresh BrothersJun 2019 – Apr 2021Thousand Oaks, CA
- Northwestern MutualNov 2021 – Feb 2022Woodland Hills, CA
- CIR Inc.May 2022 – Sep 2022Moorpark, CA
- MSF Graduate SchoolAug 2023 – May 2024San Diego, CA
- UnemployedJun 2024 – Jul 2024Westlake Village, CA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Morton Wealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $1,000,000 (waivable)
- First $5,000,0001.00%
- Above $5,000,0000.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 28
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Calabasas, CA
- SEC file number:
- 801-67025
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 5, 2026
View full firm profileOther advisors at Morton Wealth
Showing 12 of 28 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Diego Guerrero has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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