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Dillon Bruce Harper

Investment Adviser Representative at ON INVESTMENT MANAGEMENT CO

Lexington, KYCRD #7261717Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
11 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
GeorgiaIllinoisIndianaKansasKentuckyNorth CarolinaOhioOregonTennesseeTexasWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/26/2022
Series 65
Uniform Investment Adviser Law Examination
Passed 5/30/2020
Series 7
General Securities Representative Examination
Passed 11/21/2022
SIE
Securities Industry Essentials Examination
Passed 2/6/2020

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

ON Investment Management Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ON INVESTMENT MANAGEMENT COCurrent
12/13/2022Lexington, KY
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
6/19/20201/5/2021Nicholasville, KY

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dillon Bruce Harper has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Dillon Bruce Harper - Financial Advisor in Lexington, KY | AdvisorFinder