Dillon Bruce Harper
Investment Adviser Representative at ON Investment Management Co
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Dillon Bruce Harper is an investment adviser representative with On Investment Management Co in Lexington, KY, where they have been registered since 2022. They have worked in the securities industry since 2022 and were previously registered with Spectrum Financial Alliance, Ltd., L.L.C. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Georgia, Indiana, Kansas, Kentucky, North Carolina, Ohio, Texas, and Washington.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Georgia, Indiana, Kansas, Kentucky, North Carolina, Ohio, Texas, Washington
- Broker:
11 states and territories
Georgia, Illinois, Indiana, Kansas, Kentucky, North Carolina, Ohio, Oregon, Tennessee, Texas, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Spectrum Financial AllianceMay 2020 – Jun 2022Nicholasville, KY
- Spectrum Financial AllianceAug 2019 – May 2020Nicholasville, KY
- Kentucky Department of RevenueMay 2019 – Aug 2019Frankfort, KY
- Lexington Country ClubMay 2018 – Aug 2018Lexington, KY, KY
- Kentucky House of RepresentativesJan 2018 – Apr 2018Frankfort, KY
- Republican Party of KentuckyMay 2017 – Jul 2017Frankfort, KY
- University of KentuckyAug 2016 – Dec 2019Lexington, KY, KY
- The O.N. Equity Sales CompanyJul 2022 – no end date reportedCincinnati, OH
- Ohio National Financial ServicesJun 2021 – no end date reportedCincinnati, OH
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About ON Investment Management Co
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Independent broker/dealer services for financial professionals, including a comprehensive product shelf, competitive payouts, access to technology and resources, and support for a wide variety of business models
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 210
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Cincinnati, OH
- Founded:
- 1968
- SEC file number:
- 801-7941
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 10, 2026
View full firm profileOther advisors at ON Investment Management Co
Showing 12 of 210 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dillon Bruce Harper has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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