Dino N Efthimiou
Investment Adviser Representative at Delta Wealth Advisors LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Dino N. Efthimiou is an investment adviser representative with Delta Wealth Advisors LLC in Indianapolis, IN, where they have been registered since 2020. They have worked in the securities industry since 2005 and have been registered with 4 firms, including Wealth Advisory Solutions, LLC and Morgan Stanley. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 31 (managed futures). They are registered to provide investment advice in Indiana and Texas.
Registrations & licenses
- Investment adviser:
- Indiana, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan Stanley Smith BarneyJun 2012 – Nov 2017Indianapolis, IN
- Morgan Stanley Private BANK, National AssociationJan 2015 – Nov 2017New York, NY
- Wealth Advisory Solutions, LLCNov 2017 – Dec 2019Zionsville, IN
- Delta Wealth Advisors, LLCOct 2017 – no end date reportedZionsville, IN
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Delta Wealth Advisors LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
- Estimated blended rate
- 0.0125
- AUM Model: $1 - $999,9991.25%
- AUM Model: $1,000,000 - $2,999,9991.00%
- AUM Model: $3,000,000 - $4,999,9990.90%
- AUM Model: $5,000,000 - $9,999,9990.80%
+4 more tiers
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Indianapolis, IN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dino N Efthimiou has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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