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Dominic Ross

Investment Adviser Representative at ALPHA WEALTH FUNDS, LLC

Addison, TXCRD #7540852Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dominic Ross has worked in the securities industry since 2022. They are registered to provide investment advisory services in Texas and Utah.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
TexasUtah
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/27/2022
Series 7
General Securities Representative Examination
Passed 7/19/2022
SIE
Securities Industry Essentials Examination
Passed 6/7/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Alpha Wealth Funds, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALPHA WEALTH FUNDS, LLCCurrent
2/24/2026Addison, TX
ALLWORTH FINANCIAL, L.P.
8/23/20241/9/2026Addison, TX
ADVICE AND PLANNING SERVICES
10/31/20238/20/2024Frisco, TX
FIDELITY PERSONAL AND WORKPLACE ADVISORS
11/17/20227/31/2023Westlake, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dominic Ross has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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