Dominic Stutz
Investment Adviser Representative at LPL Enterprise, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Dominic Stutz is an investment adviser representative with LPL Enterprise, LLC in Williamsville, NY, where they have been registered since 2024. They have worked in the securities industry since 2022 and have been registered with 3 firms, including Prudential Financial Planning Services and Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Office
Advisors at this office: 24
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
3 states and territories
New York, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Equitable Advisors, LlcApr 2022 – May 2023New York, NY
- Gianni MaziasSep 2021 – Mar 2022Clarence, NY
- UnemployedMay 2021 – Aug 2021Akron, NY
- GatewayAug 2019 – Apr 2021Williamsville, NY
- UnemployedJul 2017 – Aug 2019Akron, NY
- Akron High SchoolSep 2013 – Jul 2017Akron, NY
- RoverMar 2019 – Jun 2022Akron, NY
- InstacartJun 2021 – Jun 2022Akron, NY
- UbereatsJun 2021 – Jun 2022Akron, NY
- Pruco Securities LlcSep 2023 – Nov 2024Williamsville, NY
- UnemployedMay 2023 – Sep 2023Akron, NY
- The Prudential Insurance Company Of AmericaOct 2023 – no end date reportedWilliamsville, NY
- LPL Enterprise, LLCNov 2024 – no end date reportedWilliamsville, NY
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Enterprise, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,088
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-130883
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at LPL Enterprise, LLC
Showing 12 of 3,088 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dominic Stutz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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