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Donald Eugene Baxter

Investment Adviser Representative at OSAIC WEALTH, INC.

Wichita, KSCRD #828637Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
50 yrs
States Registered
12 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Donald Eugene Baxter has worked in the securities industry since 1976. They have passed the Series 65, 63, 51, 31, 24, 7, and 1 examinations. They are registered to provide investment advisory services in 12 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
ArkansasFloridaIdahoIowaKansasMichiganMinnesotaNorth CarolinaOklahomaSouth CarolinaTexasWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/3/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 8/9/1983
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 3/19/2002
Series 7
General Securities Representative Examination
Passed 12/15/1984
Series 1
Registered Representative Examination
Passed 10/9/1976
Series 51
Municipal Fund Securities Principal Examination
Passed 3/28/2003
Series 24
General Securities Principal Examination
Passed 11/14/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
9/1/2023Wichita, KS
OSAIC WEALTH, INC.Current
9/1/2023Wichita, KS
SAGEPOINT FINANCIAL, INC.
11/30/20179/1/2023Wichita, KS
SII INVESTMENTS, INC.
8/27/200112/13/2017Wichita, KS

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Donald Eugene Baxter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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