Donald James Phillips
Investment Adviser Representative at Greater Midwest Financial Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Donald James Phillips is an investment adviser representative with Greater Midwest Financial Group, LLC in Saint Paul, MN, where they have been registered since 2023. They have worked in the securities industry since 1983 and have been registered with 4 firms, including Kestra Advisory Services, LLC and NFP Advisor Services, LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Minnesota.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Minnesota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Kestra Advisory Services, LLCApr 2016 – no end date reportedSt Paul, MN
- Kestra Investment Services, LLCMay 2015 – no end date reportedSt Paul, MN
- Greater Midwest Financial Group, LLCJan 2023 – no end date reportedSt. Paul, MN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Greater Midwest Financial Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Greater Midwest Financial Group offers benefit planning, business owner services, educational planning, estate planning and wealth transfer, executive benefit strategies, insurance and risk management, long-term care and elder care planning, organizational services, retirement planning, tax planning, and wealth management.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Saint Paul, MN
- SEC file number:
- 801-127206
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 10, 2026
View full firm profileOther advisors at Greater Midwest Financial Group, LLC
7 other advisors in the directory
Similar advisors in Saint Paul, MN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Donald James Phillips has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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