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Donald Lee Wilcox

Investment Adviser Representative at ON INVESTMENT MANAGEMENT CO

Hollywood, FLCRD #466714Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
56 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Donald Lee Wilcox has worked in the securities industry since 1970. They have passed the Series 63, 15, 7, and 1 examinations. They are registered to provide investment advisory services in Florida and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/6/1982
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 15
Foreign Currency Options Examination
Passed 3/7/1983
Series 1
Registered Representative Examination
Passed 2/20/1970

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

ON Investment Management Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ON INVESTMENT MANAGEMENT COCurrent
4/4/2003Hollywood, FL
JEFFERSON PILOT SECURITIES CORPORATION
5/11/19951/8/2002Fort Wayne, IN
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
1/29/19745/13/1997Worcester, MA
HARTFORD EQUITY SALES COMPANY INC.
5/24/19857/21/1995Hartford, CT
INA SECURITY CORPORATION
2/10/19864/8/1989Kansas City, MO
AMEV INVESTORS, INC.
5/31/198512/20/1985
PRUDENTIAL-BACHE SECURITIES INC.
10/7/19826/10/1983
ALJON SECURITIES,INC.
3/23/197910/25/1982
DUPONT WALSTON, INCORPORATED
2/24/19702/10/1974

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Donald Lee Wilcox has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Donald Lee Wilcox - Financial Advisor in Hollywood, FL | AdvisorFinder