Donald Stewart Braun Jr
Investment Adviser Representative at Transamerica Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Donald Stewart Braun Jr. is an investment adviser representative with Transamerica Financial Advisors, LLC in So. Jordan, UT, where they have been registered since 2015. They have worked in the securities industry since 2011 and have been registered with 3 firms, including World Group Securities, Inc. and WMA Securities, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in North Carolina, Texas, and Utah.
Office
Advisors at this office: 24
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas, Utah
- Broker:
9 states and territories
Arizona, Florida, Idaho, Missouri, Nevada, Texas, Utah, Washington, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Beehive AUTO, Inc.Dec 2004 – Aug 2017Salt Lake City, UT
- World Financial Group, Inc.Jan 2012 – no end date reportedSouth Jordan, UT
- Transamerica Financial Advisors, IncMay 2014 – no end date reportedSouth Jordan, UT
- Beehive REAL Holdings Inc.Jun 2006 – Aug 2017West Valley City, UT
- Awesome Benefit AdvisorsMay 2016 – Jan 2018Sandy, UT
- Managed Wealth FinancialJan 2015 – no end date reportedSouth Jordan, UT
- WealthWaveJan 2015 – no end date reportedJohns Creek, GA
- Braun Holdings LLCNov 2025 – no end date reportedSouth Jordan, UT
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transamerica Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,109
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-38618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Transamerica Financial Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Donald Stewart Braun Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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