Dorian Scott Holmes
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Dorian Scott Holmes is an investment adviser representative with LPL Financial LLC in Joliet, IL, where they have been registered since 2025. They have worked in the securities industry since 2013 and have been registered with 9 firms, including Ameriprise Financial Services, LLC and Huntington Financial Advisors. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois, Texas
- Broker:
13 states and territories
District of Columbia, Florida, Illinois, Indiana, Maine, Maryland, Michigan, North Carolina, Ohio, South Carolina, Texas, Virginia, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- ScottradeFeb 2016 – Jun 2017Rockville, MD
- AXA Advisors, LLCJul 2017 – Feb 2018New York, NY
- Ally Invest Securities LLCApr 2018 – Jul 2019Fort Lauderdale, FL
- Morgan Stanley Smith Barney LLCJul 2019 – Mar 2021Orland Park, IL
- Fidelity InvestmentsMar 2021 – Oct 2021Plainfield, IL
- The Huntington Investment CompanyNov 2021 – May 2024Columbus, OH
- Ameriprise Financial Services, LLCMay 2024 – Nov 2025Downer's Grove, IL
- BMO Harris BANKNov 2025 – no end date reportedJoliet, IL
- LPL FinancialNov 2025 – no end date reportedJoilet, IL
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dorian Scott Holmes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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