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Douglas Andrew Swope

Investment Adviser Representative at STILLWATER CAPITAL ADVISORS, LLC

Devon, PACRD #1531878Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Douglas Andrew Swope has worked in the securities industry since 2002. They have passed the Series 65, 63, 7, and 6 examinations. They are registered to provide investment advisory services in Pennsylvania and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
PennsylvaniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/28/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 4/21/1993
Series 7
General Securities Representative Examination
Passed 4/7/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/13/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.00%
Next $2,000,0000.85%
Next $2,000,0000.75%
Next $5,000,0000.65%
Over $10,000,000
Source

Stillwater Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAPTRUSTCurrent
5/15/2026Devon, PA
STILLWATER CAPITAL ADVISORS, LLCCurrent
6/12/2009Devon, PA
MORGAN STANLEY SMITH BARNEY LLC
6/1/20096/22/2009Berwyn, PA
CITIGROUP GLOBAL MARKETS INC.
5/24/20026/1/2009Berwyn, PA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at STILLWATER CAPITAL ADVISORS, LLC

3 other advisors in the directory

View STILLWATER CAPITAL ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas Andrew Swope has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Douglas Andrew Swope - Financial Advisor in Devon, PA | AdvisorFinder