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Douglas Baugh Doster

Investment Adviser Representative at ON INVESTMENT MANAGEMENT CO

Memphis, TNCRD #2458499Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
8 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
ArkansasFloridaGeorgiaMississippiOklahomaSouth CarolinaTennesseeTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/10/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 4/22/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/21/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/22/1994
Series 24
General Securities Principal Examination
Passed 6/8/2001
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 4/15/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

ON Investment Management Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ON INVESTMENT MANAGEMENT COCurrent
8/3/2004Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES
3/31/20048/3/2004Memphis, TN

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas Baugh Doster has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Douglas Baugh Doster - Financial Advisor in Memphis, TN | AdvisorFinder