Douglas Cataldo
Investment Adviser Representative at Catalyst Capital Advisors LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Douglas Cataldo is an investment adviser representative with Catalyst Capital Advisors LLC in New York, NY, where they have been registered since 2025. They have worked in the securities industry since 2015 and have been registered with 4 firms, including SL Advisors, LLC and ONE Charles Private Wealth Services. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Putnam InvestmentsJun 2014 – Jan 2017Andover, MA
- ONE Charles Private WealthMar 2017 – Aug 2017Hingham, MA
- Purshe Kaplan Sterling InvestmentsApr 2017 – Aug 2017Albany, NY
- Harbor Capital AdvisorsSep 2017 – Feb 2018Boston, MA
- Harbor Funds DistributorsSep 2017 – Feb 2018Boston, MA
- SL Advisors, LLCMar 2018 – Jul 2023Westfield, NJ
- Donovan Ventures, LLCJan 2024 – Sep 2024Houston, TX
- UnemployedJan 2017 – Mar 2017Boston, MA
- UnemployedAug 2023 – Jan 2024Chatham, NJ
- UnemployedOct 2024 – Nov 2024Chatham, NJ
- Alt Fund Distributors LLCDec 2024 – no end date reportedNew York, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Catalyst Capital Advisors LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas Cataldo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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