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Douglas Don Springer

Investment Adviser Representative at HELMSMAN FINANCIAL GROUP, LLC

Woodinville, WACRD #1032845Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Washington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/11/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 5/5/1992
Series 7
General Securities Representative Examination
Passed 2/20/1982
Series 27
Financial and Operations Principal Examination
Passed 6/22/1989
Series 24
General Securities Principal Examination
Passed 7/21/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
FSP - First $500,0001.10%
FSP - $500,001 to $2,500,0000.75%
FSP - $2,500,001 to $5,000,0000.65%
FSP - $5,000,001 to $10,000,0000.55%
FSP - $10,000,001 to $15,000,0000.50%
FSP - Over $15,000,0000.35%
Source

Helmsman Financial Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HELMSMAN FINANCIAL GROUP, LLCCurrent
11/30/1998Woodinville, WA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HELMSMAN FINANCIAL GROUP, LLC

2 other advisors in the directory

View HELMSMAN FINANCIAL GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas Don Springer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Douglas Don Springer - Financial Advisor in Woodinville, WA | AdvisorFinder