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Douglas Eugene Bohlman

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Concord, NHCRD #1899835Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
22 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
AlabamaArizonaCaliforniaConnecticutFloridaIllinoisKentuckyMaineMassachusettsMichiganMinnesotaMontanaNew HampshireNew YorkNorth CarolinaOhioPennsylvaniaRhode IslandSouth CarolinaTexasVermontWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/24/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 12/1/1988
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/19/1988
Series 24
General Securities Principal Examination
Passed 11/6/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
3/2/2010Concord, NH
RBC CAPITAL MARKETS, LLCCurrent
3/2/2010Epsom, NH
WELLS FARGO ADVISORS, LLC
1/1/20083/3/2010Concord, NH
A. G. EDWARDS & SONS, INC.
8/25/20051/1/2008Concord, NH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas Eugene Bohlman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Douglas Eugene Bohlman - Financial Advisor in Concord, NH | AdvisorFinder