AdFi
DG

Douglas Gene Schmitz

Investment Adviser Representative at FINANCIAL STRATEGIES GROUP

Fargo, NDCRD #1771132Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Dakota
Examinations passed
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 66
Uniform Combined State Law Examination
Passed 1/9/2002
Series 65
Uniform Investment Adviser Law Examination
Passed 12/15/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 2/4/1988
Series 7
General Securities Representative Examination
Passed 11/21/1987
Series 24
General Securities Principal Examination
Passed 7/25/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Financial Strategies Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FINANCIAL STRATEGIES GROUPCurrent
7/5/2006Fargo, ND
SECURE ASSET MANAGEMENT, L.L.C.
6/25/20241/22/2026Fargo, ND
QUESTAR ASSET MANAGEMENT, INC.
1/12/200510/19/2007Fargo, ND
QUESTAR CAPITAL CORPORATION
1/8/200312/31/2005Fargo, ND
MULTI-FINANCIAL SECURITIES CORPORATION
1/22/200212/31/2002Fargo, ND

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FINANCIAL STRATEGIES GROUP

3 other advisors in the directory

View FINANCIAL STRATEGIES GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas Gene Schmitz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Douglas Gene Schmitz - Financial Advisor in Fargo, ND | AdvisorFinder