Douglas Gorecki
Investment Adviser Representative at TD Private Client Wealth LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Douglas Gorecki is an investment adviser representative with TD Private Client Wealth LLC in Williamstown, NJ, where they have been registered since 2024. They have worked in the securities industry since 2020 and have been registered with 4 firms, including Prudential Financial Planning Services and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Delaware, New Jersey, North Carolina, and Pennsylvania.
Registrations & licenses
- Investment adviser:
- Delaware, New Jersey, North Carolina, Pennsylvania
- Broker:
4 states and territories
Delaware, New Jersey, North Carolina, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Passaic Community PharmacySep 2019 – Dec 2019Passaic, NJ
- UnemployedMar 2019 – Sep 2019Levittown, PA
- Worldwide Window FashionsFeb 2016 – Feb 2019Philadelphia, PA
- Tactical Gear StopOct 2011 – Nov 2016Joint Base MDL Trenton, NJ
- David Lerner AssociatesJan 2020 – Feb 2023Lawrenceville, NJ
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2023 – Apr 2024Princeton, NJ
- Bank of America, N.A.Mar 2023 – Apr 2024Princeton, NJ
- Pruco Securities, LLCApr 2024 – Jul 2024Warrington, PA
- The Prudential Insurance Company of AmeircaApr 2024 – Jul 2024Warrington, PA
- TD Private Client Wealth LLCJul 2024 – no end date reportedWilliamstown, NJ
- TD Bank N.A.Jul 2024 – no end date reportedWilliamstown, NJ
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About TD Private Client Wealth LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
TD Automated Investing (robo-advisor, digitally managed portfolios); TD Investment Services with a dedicated Financial Advisor and personalized TD Wealth Plan; Private Client Group offering a dedicated wealth management team, tailored wealth planning, investment advisory, planning specialist, and private client banking.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 503
- Offices listed on AdvisorFinder:
- 28
- Main office:
- New York, NY
- SEC file number:
- 801-77771
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas Gorecki has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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