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Douglas Louis Kobak

Investment Adviser Representative at MAIN LINE GROUP WEALTH MANAGEMENT, LLC

Park City, UTCRD #1395715Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Douglas Louis Kobak has worked in the securities industry since 1991. They have passed the Series 65, 63, 31, and 7 examinations. They are registered to provide investment advisory services in New Jersey and Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New JerseyPennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/16/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 12/4/1990
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 1/14/1994
Series 7
General Securities Representative Examination
Passed 11/9/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
First $2,000,0001.00%
Next $1,000,0000.80%
Next $1,000,0000.70%
Next $1,000,0000.60%
Next $5,000,0000.50%
Next $5,000,000
Source

MAIN LINE Group Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MAIN LINE GROUP WEALTH MANAGEMENT, LLCCurrent
7/30/2012Park City, UT
DIASTOLE WEALTH MANAGEMENT
7/29/200912/31/2010Conshohocken, PA
MORGAN STANLEY SMITH BARNEY LLC
6/1/20098/14/2009West Conshohocken, PA
CITIGROUP GLOBAL MARKETS INC.
1/12/20006/1/2009West Conshohocken, PA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas Louis Kobak has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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