Douglas P Geraghty
Investment Adviser Representative at Flagstar Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Douglas P. Geraghty is an investment adviser representative with Flagstar Advisors, Inc. in New York, NY, where they have been registered since 2025. They have worked in the securities industry since 2012 and have been registered with 7 firms, including Consolidated Portfolio Review Corp and Vanderbilt Advisory Services. They have passed 12 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in New York.
Office
Advisors at this office: 14
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
2 states and territories
New York, South Dakota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Capital One Investing, LLCSep 2016 – Sep 2018Wilmington, DE
- LPL Financial, LLCSep 2018 – Mar 2022Jericho, NY
- Sterling National BankSep 2018 – Mar 2022Jericho, NY
- Vanderbilt Securities, LLCMar 2022 – Aug 2023Woodbury, NY
- Vanderbilt Advisory ServicesMar 2022 – Aug 2023Woodbury, NY
- Consolidated Portfolio ReviewMar 2022 – Aug 2023Woodbury, NY
- IMPACTU. Investments, LLCMar 2022 – Aug 2023Woodbury, NY
- ARK GlobalJan 2023 – Aug 2023Woodbury, NY
- Flagstar Advisors/Flagstar BankAug 2023 – Jun 2026New York, NY
- Flagstar Securities, Inc/Flagstar Bank, N.A.Jul 2026 – no end date reportedNew York, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Flagstar Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Up to $999,9991.50%
- $1,000,000 - $4,999,9991.00%
- $5,000,000 - $9,999,9990.75%
- $10,000,000 - $19,999,9990.50%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 28
- Offices listed on AdvisorFinder:
- 16
- Main office:
- New York, NY
- SEC file number:
- 801-67767
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 28, 2026
View full firm profileOther advisors at Flagstar Securities, Inc.
Showing 12 of 28 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas P Geraghty has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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