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Douglas Robert Gray

Investment Adviser Representative at Zions Capital Advisors, Inc.

Salt Lake City, UTCRD #2555216Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Douglas Robert Gray is an investment adviser representative with Zions Capital Advisors, Inc. in Salt Lake City, UT, where they have been registered since 2024. They have worked in the securities industry since 1994 and were previously registered with Zions BANK Liquid Asset Management. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in 9 states.

Office

Zions Capital Advisors, One South Main St., 12th Floor
Salt Lake City, UT 84133

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, California, Colorado, Idaho, Nevada, Texas, Utah, Washington, Wyoming
Broker:
1 state or territory

Utah

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/3/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 2/25/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/31/1994

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Zions Capital Advisors, Inc.Current
9/4/2024 – Salt Lake City, UT
Zions Capital Advisors, Inc.
1/19/2010 – 11/16/2018Salt Lake City, UT
Zions BANK Liquid Asset Management
8/19/2009 – 12/31/2009Salt Lake City, UT

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Zions Direct, Inc
    Jul 1994 – no end date reportedSalt Lake City, UT
  2. Zions Capital Advisors, Inc.
    Aug 2024 – no end date reportedSalt Lake City, UT

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Zions Capital Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Salt Lake City, UT

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas Robert Gray has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Douglas Robert Gray (Zions Capital Advisors) | AdvisorFinder