Duncan Bowie
Investment Adviser Representative at Phillips Financial
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Duncan Bowie is an investment adviser representative with Phillips Financial in Fort Wayne, IN, where they have been registered since 2024. They have worked in the securities industry since 2022 and were previously registered with CX Institutional, LLC. They have passed 3 industry qualification exams, including the Series 65 (investment adviser) and Series 63 (state securities agent). They are registered to provide investment advice in Indiana.
Office
Advisors at this office: 14
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Indiana
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Indiana UniversityJan 2016 – Dec 2019Bloomington, IN
- Indiana University - Jacobs School of MusicAug 2016 – May 2018Bloomington, IN
- Pourhouse CafeApr 2018 – May 2020Bloomington, IN
- ALDIMar 2020 – May 2020Bloomington, IN
- PNCMay 2020 – Dec 2021Fort Wayne, IN
- CX Institutional, LLCJan 2022 – Jan 2024Auburn, IN
- Phillips Financial Management, LLCJan 2024 – no end date reportedFort Wayne, IN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Phillips Financial
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Up to $5,000,0000.40%
- Next $5,000,0000.30%
- Next $10,000,0000.20%
- Next $30,000,0000.15%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 15
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Fort Wayne, IN
- SEC file number:
- 801-63343
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 17, 2026
View full firm profileOther advisors at Phillips Financial
Showing 12 of 15 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Duncan Bowie has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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