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Dwayne E Vick

Investment Adviser Representative at HORNOR, TOWNSEND & KENT, LLC

Brentwood, TNCRD #3162967Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
7 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
AlabamaArkansasIdahoIndianaMinnesotaTennesseeVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/30/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 1/13/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/30/2014
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/11/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hornor, Townsend & KENT, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HORNOR, TOWNSEND & KENT, LLCCurrent
12/18/2019Brentwood, TN
PARK AVENUE SECURITIES LLC
2/27/201511/4/2019Brentwood, TN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dwayne E Vick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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