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Dylan M Niklason

Investment Adviser Representative at Q3 Advisors, LLC

Brandon, SDCRD #6651432Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dylan M. Niklason is an investment adviser representative with Q3 Advisors, LLC in Brandon, SD, where they have been registered since 2026. They have worked in the securities industry since 2016 and were previously registered with Northwestern Mutual Investment Services, LLC. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Minnesota and South Dakota.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Minnesota, South Dakota

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/22/2016
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/5/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/27/2016

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Q3 Advisors, LLCCurrent
4/24/2026 – Brandon, SD
Northwestern Mutual Investment Services, LLC
10/27/2016 – 3/31/2026Sioux Falls, SD

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Northwestern Mutual Life Insurance Company
    Jun 2016 – Sep 2017Milwaukee, WI
  2. Northwestern Mutual Investment Services LLC
    Jun 2016 – no end date reportedSioux Falls, SD
  3. Northwestern Mutual Wealth Management Company
    May 2017 – Sep 2017Milwaukee, WI
  4. Kevin Dale Klare
    Sep 2017 – Apr 2024Sioux Falls, SD
  5. Above The Highline, LLC
    Apr 2024 – no end date reportedSioux Falls, SD
  6. Northwestern Mutual Wealth Management Company
    Aug 2024 – Apr 2026Milwaukee, WI
  7. Q3 Advisors, LLC
    Apr 2026 – no end date reportedBoulder, CO

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Q3 Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Brandon, SD

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dylan M Niklason has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Dylan M Niklason (Q3 Advisors) - Fees & Credentials