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Dylan Parker Breaux

Investment Adviser Representative at Ameriprise Financial Services, LLC

Lake Charles, LACRD #7690377Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dylan Parker Breaux is an investment adviser representative with Ameriprise Financial Services, LLC in Lake Charles, LA, where they have been registered since 2023, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Louisiana and Texas.

Office

4110 Lake St Ste 100
Lake Charles, LA 70605

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Louisiana, Texas
Broker:
20 states and territories

Alabama, Arkansas, California, Colorado, Florida, Georgia, Idaho, Indiana, Kentucky, Louisiana, Maryland, Minnesota, Mississippi, Missouri, North Carolina, South Carolina, Tennessee, Texas, Virginia, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/14/2023
Series 7
General Securities Representative Examination
Passed 3/15/2023
SIE
Securities Industry Essentials Examination
Passed 11/22/2022

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Ameriprise Financial Services, LLCCurrent
4/14/2023 – Lake Charles, LA
Ameriprise Financial Services, LLCCurrent
3/15/2023 – Lake Charles, LA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Ameriprise Financial Services
    Feb 2023 – Feb 2023Lake Charles, LA
  2. PE Training Center
    Apr 2021 – Feb 2023Lake Charles, LA
  3. TWFG Kelly Lee Insurance
    Aug 2020 – Apr 2021Lake Charles, LA
  4. PE Training Center
    Feb 2019 – Aug 2020Lake Charles, LA
  5. Orange Theory Fitness Lake Charles
    Jun 2018 – Feb 2019Lake Charles, LA
  6. Green House Salad Co.
    Jun 2017 – Jun 2018Lake Charles, LA
  7. College
    Aug 2016 – May 2020Lake Charles, LA
  8. Ameriprise Financial Services, LLC
    Mar 2020 – Mar 2020Lake Charles, LA
  9. Ameriprise Financial Services, LLC.
    Feb 2023 – no end date reportedLake Charles, LA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Ameriprise Financial Services, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
12,969
Offices listed on AdvisorFinder:
26
Main office:
Minneapolis, MN
SEC file number:
801-28543

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 25, 2026

View full firm profile

Other advisors at Ameriprise Financial Services, LLC

Showing 12 of 12,969 in the directory

View Ameriprise Financial Services, LLC firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dylan Parker Breaux has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Dylan Parker Breaux (Ameriprise Financial Services)