Dylan Tuttle
Investment Adviser Representative at Fifth Third Wealth Advisors LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Dylan Tuttle is an investment adviser representative with Fifth Third Wealth Advisors LLC in Stamford, CT, where they have been registered since 2023. They have worked in the securities industry since 2018 and have been registered with 3 firms, including UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Connecticut, New York, and Texas.
Registrations & licenses
- Investment adviser:
- Connecticut, New York, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2016 – May 2017Hunt Valley, MD
- BANK OF America, N.A.Oct 2016 – May 2017Hunt Valley, MD
- UBS Financial Services Inc.May 2017 – May 2018Weehawken, NJ
- BNY MellonMay 2018 – Jun 2023White Plains, NY
- BNY Mellon Securities CorporationJan 2020 – Jun 2023New York, NY
- Fifth Third Wealth Advisors LLC (CRD: 313015)Jun 2023 – no end date reportedTarrytown, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Fifth Third Wealth Advisors LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Equity/Cash/Mixed - First $5M1.00%
- Equity/Cash/Mixed - Over $5M0.60%
- Fixed Income/Cash Only - First $5M0.50%
- Fixed Income/Cash Only - Over $5M0.38%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 63
- Offices listed on AdvisorFinder:
- 10
- Main office:
- Cincinnati, OH
- SEC file number:
- 801-122096
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 29, 2026
View full firm profileOther advisors at Fifth Third Wealth Advisors LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dylan Tuttle has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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