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Eduardo Larios

Investment Adviser Representative at B.b. Graham & Company, Inc.

Orange, CACRD #2553425Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
Exams Passed
12

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Eduardo Larios is an investment adviser representative with B.b. Graham & Company, Inc. in Orange, CA, where they have been registered since 2023. They have worked in the securities industry since 2002 and have been registered with 5 firms, including Unionbanc Investment Services, LLC and National Planning Corporation ("NPC of America" in FL & NY). They have passed 11 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in California.

Office

1700 W Katella Ave
Orange, CA 92867

Advisors at this office: 5

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
2 states and territories

California, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/31/2023
Series 65
Uniform Investment Adviser Law Examination
Passed 7/24/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 2/5/1999
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/19/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/17/1995
Series 4
Registered Options Principal Examination
Passed 10/23/2000
Series 53
Municipal Securities Principal Examination
Passed 6/30/2000
Series 24
General Securities Principal Examination
Passed 5/10/1999

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

B.b. Graham & Company, Inc.Current
9/8/2023 – Orange, CA
Unionbanc Investment Services, LLC
11/8/2012 – 12/1/2020Glendale, CA
National Planning Corporation ("NPC OF America" IN FL & NY)
7/9/2010 – 2/14/2011Santa Monica, CA
Chase Investment Services Corp.
11/6/2009 – 5/4/2010San Clemente, CA
Chase Investment Services Corp.
5/2/2009 – 5/27/2009Irvine, CA
WAMU Investments, Inc.
7/25/2006 – 5/2/2009Irvine, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Unionbanc Investment Services
    Nov 2012 – Dec 2020Los Angeles, CA
  2. Farmers Financial Solutions, LLC (Crd#:103863)
    Mar 2021 – Feb 2023Westlake Village, CA
  3. B.b. Graham & Company, Inc.
    Sep 2023 – no end date reportedOrange, CA
  4. Real Estate EBroker
    Feb 2023 – Aug 2023Carlsbad, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About B.b. Graham & Company, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Transactions & Commissions, Fee-Based Advisory, Direct Sales (Insurance & Securities), Dual or Hybrid business models, as well as Clearing Partner, Operations, Compliance, Investment Options, Fee Based Solutions, Marketing, Transition Services, Technology, Research, Training & Development, Client Access, E&O Insurance, Succession Planning, practice acquisition, and services for Broker/Dealers or RIAs.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other Advisers
Firm areas of expertise
Broker/dealerInvestment AdvisoryIndependent Financial AdvisorsFee-based AdvisoryTransactions And CommissionsDirect SalesHybrid Business ModelTransition ServicesSuccession PlanningComplianceClearing

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
29
Offices listed on AdvisorFinder:
7
Main office:
Orange, CA
SEC file number:
801-106968

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of October 1, 2026

View full firm profile

Other advisors at B.b. Graham & Company, Inc.

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eduardo Larios has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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