Edward Albert Harof
Investment Adviser Representative at Commonwealth Financial Network
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Edward Albert Harof is an investment adviser representative with Commonwealth Financial Network in Williamsville, NY, where they have been registered since 2019. They have worked in the securities industry since 1982 and were previously registered with Royal Alliance Associates, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York, Texas
- Broker:
16 states and territories
Alabama, California, Connecticut, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, New Jersey, New York, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Royal Alliance Associates, Inc.Mar 1991 – Jul 2019Willaimsville, NY
- Georgetown Capital GroupJan 1991 – Jul 2019Williamsville, NY
- Commonwealth Financial NetworkJul 2019 – no end date reportedWaltham, MA
- Rampart Wealth ManagementJul 2019 – no end date reportedWilliamsville, NY
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Commonwealth Financial Network
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,971
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Waltham, MA
- SEC file number:
- 801-41541
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Commonwealth Financial Network
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Edward Albert Harof has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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