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Edward Eugene Truax

Investment Adviser Representative at HORST & GRABEN WEALTH MANAGEMENT, LLC

Portland, ORCRD #1964666Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Oregon
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/6/1989
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/6/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$25,000 - $99,9991.60%
$100,000 - $249,9991.40%
$250,000 - $499,9991.38%
$500,000 - $749,9991.25%
$750,000 - $1,249,9991.00%
$1,250,000 - $1,999,9990.90%
$2,000,000 - $4,999,9990.75%
$5,000,000 - $24,999,9990.60%
$25,000,000 and above0.40%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Horst & Graben Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HORST & GRABEN WEALTH MANAGEMENT, LLCCurrent
12/20/2019Portland, OR
ROYAL ALLIANCE ASSOCIATES, INC.
4/10/200112/19/2019Lake Oswego, OR
SENTRA SECURITIES CORPORATION
9/22/19894/10/2001Phoenix, AZ
GUARDIAN INVESTOR SERVICES CORPORATION
7/10/19899/23/1989New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HORST & GRABEN WEALTH MANAGEMENT, LLC

3 other advisors in the directory

View HORST & GRABEN WEALTH MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Edward Eugene Truax has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Edward Eugene Truax - Financial Advisor in Portland, OR | AdvisorFinder