Edward Gabriel Cruz Sr
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Edward Gabriel Cruz is an investment adviser representative with Cetera Investment Advisers LLC in Houston, TX, where they have been registered since 2026. They have worked in the securities industry since 2007 and have been registered with 11 firms, including Orion Portfolio Solutions, LLC and LPL Financial LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
1 state or territory
Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- NEXT Financial Group Inc.Apr 2016 – May 2020Houston, TX
- Frost Brokerage ServicesMay 2020 – Sep 2022Houston, TX
- Texas Dow Employee Credit UnionSep 2022 – Apr 2023Lake Jackson, TX
- LPL Financial LLCSep 2022 – Apr 2023Houston, TX
- Orion Portfolio SolutionsOct 2025 – Mar 2026Omaha, NE
- Brinker Capital SecuritiesOct 2025 – Mar 2026Berwyn, PA
- UnemployedApr 2023 – Aug 2023Houston, TX
- Texas Southern UniversityAug 2023 – May 2025Houston, TX
- UnemployedMay 2025 – Oct 2025Houston, TX
- Cetera Investment Services LLCApr 2026 – no end date reportedSaint Cloud, MN
- Hancock Whitney BANKApr 2026 – no end date reportedHouston, TX
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Edward Gabriel Cruz Sr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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