Edward Reese Brooks III
Investment Adviser Representative at Global Investment Advisory
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Edward Reese Brooks III is an investment adviser representative with Global Investment Advisory in Mcdonough, GA, where they have been registered since 2026. They have worked in the securities industry since 1999 and have been registered with 6 firms, including CAPE Investment Advisory, Inc. and SPC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California, Florida, Georgia, South Carolina, and Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Florida, Georgia, South Carolina, Texas
- Broker:
9 states and territories
California, Florida, Georgia, Illinois, Maryland, Oklahoma, Pennsylvania, South Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Stratford GroupSep 1994 – no end date reportedGainesville, GA
- SELF EmployedJul 1997 – no end date reportedGainesville, GA
- CAPE Securities IncAug 2010 – no end date reportedMcdonough, GA
- American Global Wealth ManagementJan 2026 – no end date reportedMcDonough, GA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Global Investment Advisory
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $25,000 (waivable)
- First $250,0002.75%
- $250,001 – $500,0002.50%
- $500,001 – $1 million2.25%
- Over $1 million2.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Five Core Investment Models with access to equity and fixed-income strategies; customized investment solutions across multiple asset classes
Client types the firm serves
Firm assets under management
Under $100M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 9
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Mcdonough, GA
- SEC file number:
- 801-131279
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 13, 2026
View full firm profileOther advisors at Global Investment Advisory
8 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Edward Reese Brooks III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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