Eileen Robin Frohman
Investment Adviser Representative at LPL Enterprise, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Eileen Robin Frohman is an investment adviser representative with LPL Enterprise, LLC in White Plains, NY, where they have been registered since 2024. They have worked in the securities industry since 1996 and have been registered with 6 firms, including Prudential Financial Planning Services and Laffer Tengler Investments, Inc. They have passed 8 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut and New York.
Office
Advisors at this office: 32
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut, New York
- Broker:
4 states and territories
Connecticut, Massachusetts, New York, Rhode Island
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JOHN Hancock Funds, LLCJun 2012 – Aug 2017Boston, MA
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2017 – Oct 2019Stamford, CT
- Fisher InvestmentsOct 2019 – Mar 2020Canas, WA
- Sable Capital, LLCSep 2021 – Nov 2021Charlotte, NC
- UnemployedApr 2020 – Sep 2021Darien, CT
- Laffer Tengler Investments, Inc.Sep 2021 – Nov 2021Nashville, TN
- GOLD Bullion International, LLCNov 2021 – Nov 2022New York, NY
- R Cubed Global Capital, LLCNov 2022 – Sep 2023Plantation, FL
- Northern Lights Distributors, LLCNov 2022 – Sep 2023Elkhorn, NE
- Pruco Securities LLCSep 2023 – Nov 2024White Plains, NY
- THE Prudential Insurance Company OF AmericaSep 2023 – no end date reportedWhite Plains, NY
- LPL Enterprise, LLCNov 2024 – no end date reportedWhite Plains, NY
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Enterprise, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,088
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-130883
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at LPL Enterprise, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eileen Robin Frohman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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