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Elaine Shin Kwei

Investment Adviser Representative at GKV CAPITAL MANAGEMENT CO INC

Walnut Creek, CACRD #5109945Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Elaine Shin Kwei has worked in the securities industry since 2011. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/18/2006
Series 7
General Securities Representative Examination
Passed 11/25/2022
Series 86
Research Analyst Exam - Part I Analysis Module
Passed 11/25/2022
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 11/25/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/16/2006
Series 24
General Securities Principal Examination
Passed 11/25/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $3,000,0001.00%
Next $2,000,0000.75%
Next $1,000,0000.50%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

GKV Capital Management Co Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GKV CAPITAL MANAGEMENT CO INCCurrent
1/30/2025Walnut Creek, CA
JEFFERIES LLC
4/21/20105/18/2020San Francisco, CA
PIPER JAFFRAY & CO.
1/10/20084/14/2010New York, NY
SIGNAL HILL CAPITAL GROUP LLC
9/18/20061/3/2008San Francisco, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at GKV CAPITAL MANAGEMENT CO INC

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View GKV CAPITAL MANAGEMENT CO INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Elaine Shin Kwei has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.