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Sarah Elizabeth Ellis

Investment Adviser Representative at GKV CAPITAL MANAGEMENT CO INC

Thousand Oaks, CACRD #7081756Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
1 states
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Sarah Elizabeth Ellis has worked in the securities industry since 2019. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/16/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $3,000,0001.00%
Next $2,000,0000.75%
Next $1,000,0000.50%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

GKV Capital Management Co Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GKV CAPITAL MANAGEMENT CO INCCurrent
10/3/2024Thousand Oaks, CA
CURATED WEALTH PARTNERS, LLC
6/28/20239/30/2024El Segundo, CA
MORTON WEALTH
3/7/20196/20/2023Calabasas, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View GKV CAPITAL MANAGEMENT CO INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sarah Elizabeth Ellis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.