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Elisa Maria Francis

Investment Adviser Representative at SYMMETRY PARTNERS

Southbury, CTCRD #2740981Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
5 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
ConnecticutFloridaMassachusettsPuerto RicoTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/7/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 4/3/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/15/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/28/1996
Series 24
General Securities Principal Examination
Passed 7/23/2025

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Direct Client Tier 11.00%
Direct Client Tier 20.75%
Direct Client Tier 30.50%
Axiom Platform Tier 10.35%
Axiom Platform Tier 20.32%
Axiom Platform Tier 30.30%
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Symmetry Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FORESIDE FINANCIAL SERVICES, LLCCurrent
8/7/2018Southbury, CT
SYMMETRY PARTNERSCurrent
5/15/2018Glastonbury, CT
AST INVESTMENT SERVICES, INC.
5/12/20064/2/2018Shelton, CT
PRINCOR FINANCIAL SERVICES CORPORATION
4/10/20065/1/2006Waltham, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Elisa Maria Francis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Elisa Maria Francis - Financial Advisor in Southbury, CT | AdvisorFinder