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TJ

Thomas John Romano

Investment Adviser Representative at SYMMETRY PARTNERS

Glastonbury, CTCRD #3274044Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Connecticut
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/26/2019
Series 66
Uniform Combined State Law Examination
Passed 1/14/2004
SIE
Securities Industry Essentials Examination
Passed 1/26/2019
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/25/2019
Series 7
General Securities Representative Examination
Passed 1/3/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Direct Client Tier 11.00%
Direct Client Tier 20.75%
Direct Client Tier 30.50%
Axiom Platform Tier 10.35%
Axiom Platform Tier 20.32%
Axiom Platform Tier 30.30%
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Symmetry Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SYMMETRY PARTNERSCurrent
3/24/2006Glastonbury, CT
FORESIDE FINANCIAL SERVICES, LLC
1/25/201910/14/2025Glastonbury, CT
ADVEST, INC.
1/4/20022/6/2006Hartford, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas John Romano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas John Romano - Financial Advisor in Glastonbury, CT | AdvisorFinder