Elizabeth Dorothy Kline
Investment Adviser Representative at Duncan Financial Planning Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Elizabeth Dorothy Kline is an investment adviser representative in Pittsburgh, PA, currently registered with Cambridge Investment Research Advisors, Inc. and Duncan Financial Planning Advisors. They have worked in the securities industry since 2019 and have been registered with 6 firms, including Federated Global Investment Management Corp. and Federated Investment Counseling. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Pennsylvania and Texas.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Pennsylvania, Texas
- Broker:
10 states and territories
Arizona, California, Florida, Maryland, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- University of ConnecticutSep 2015 – May 2019Storrs, CT
- Duncan Financial GroupMay 2016 – Jul 2018Pittsburgh, PA
- Gampel Pavilion FacultyJan 2019 – May 2019Storrs, CT
- Federated Securities CorpJul 2019 – Jul 2024Pittsburgh, PA
- Federated Hermes, Inc.Jul 2019 – Jul 2024Pittsburgh, PA
- MDTA Advisers, A Division of Federated MDTA LLCNov 2019 – Jul 2024Boston, MA
- Federated Investment CounselingNov 2019 – Jul 2024Pittsburgh, PA
- Federated Global Investment Management CompanyNov 2019 – Jul 2024New York, NY
- Cambridge Investment Research, Inc.Aug 2024 – no end date reportedFairfield, IA
- Cambridge Investment Research Advisors, Inc.Aug 2024 – no end date reportedFairfield, IA
- Duncan Financial Planning AdvisorsMar 2026 – no end date reportedIrwin, PA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Duncan Financial Planning Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
Not disclosed
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 27
- Offices listed on AdvisorFinder:
- 24
- Main office:
- Irwin, PA
- SEC file number:
- 801-119284
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 10, 2026
View full firm profileOther advisors at Duncan Financial Planning Advisors
Showing 12 of 27 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Elizabeth Dorothy Kline has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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