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Elizabeth Loretta Teifer

Investment Adviser Representative at HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Red Bank, NJCRD #6009776Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
16 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 16 states
ArizonaCaliforniaConnecticutFloridaLouisianaMarylandMassachusettsMichiganNew JerseyNew MexicoNew YorkPennsylvaniaSouth DakotaTexasVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/29/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 2/24/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/7/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$50,000 – $500,0002.50%
$500,001 – $1,000,0002.00%
$1,000,001 – $2,500,0001.75%
$2,500,001 – $5,000,0001.50%
Over $5,000,0011.25%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Herbert J. SIMS Capital Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.Current
6/12/2020Red Bank, NJ
DAVID LERNER ASSOCIATES, INC.
2/8/20122/4/2019Lawrenceville, NJ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Elizabeth Loretta Teifer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Elizabeth Loretta Teifer - Financial Advisor in Red Bank, NJ | AdvisorFinder