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Elizabeth Lott

Investment Adviser Representative at Empower Advisory Group, LLC

East Granby, CTCRD #4812848Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Elizabeth Lott is an investment adviser representative with Empower Advisory Group, LLC in East Granby, CT, where they have been registered since 2025. They have worked in the securities industry since 2007 and have been registered with 7 firms, including LPL Enterprise, LLC and Prudential Financial Planning Services. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Connecticut.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut
Broker:
1 state or territory

Connecticut

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/28/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/25/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Empower Financial Services, Inc.Current
3/7/2025 – East Granby, CT
Empower Advisory Group, LLCCurrent
3/7/2025 – East Granby, CT
LPL Enterprise, LLC
11/14/2024 – 3/3/2025Glastonbury, CT
Prudential Financial Planning Services
4/21/2023 – 11/14/2024Glastonbury, CT
LPL Financial LLC
4/10/2019 – 5/4/2023Enfield, CT
Horace MANN Investors, Inc.
3/27/2017 – 4/1/2019Manchester, CT
Merrill Lynch, Pierce, Fenner & Smith Incorporated
1/6/2009 – 8/1/2016Enfield, CT
Citigroup Global Markets Inc.
9/24/2007 – 1/15/2009Hartford, CT

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. East Coast Dance & Fitness/Elizabeth Lott(self)
    Jan 2009 – no end date reportedEast Longmeadow, MA & Enfield, CT
  2. CT Dance Academy/A Dancers Palette
    Sep 2015 – no end date reportedCanton, CT
  3. MaryKay/Independent Contractor
    Mar 2012 – Mar 2023Enfield, CT
  4. Horace Mann Investors, Inc.
    Sep 2016 – Apr 2019Springfield, IL
  5. Horace Mann Companies
    Oct 2016 – Apr 2019Springfield, IL
  6. LPL Financial LLC
    Apr 2019 – Apr 2023Enfield, CT
  7. American Eagel Financial FCU
    Apr 2019 – Apr 2023Enfield, CT
  8. THE Prudential Insurance Company OF America
    Apr 2023 – Feb 2025Glastonbury, CT
  9. Pruco Securities LLC.
    Apr 2023 – Nov 2024Glastonbury, CT
  10. LPL Enterprise, LLC
    Nov 2024 – Feb 2025Glastonbury, CT
  11. Empower Advisory Group, LLC
    Feb 2025 – no end date reportedGreenwood Village, CO
  12. Empower Financial Services, Inc
    Feb 2025 – no end date reportedGreenwood Village, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Empower Advisory Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,855
Offices listed on AdvisorFinder:
5
Main office:
Greenwood Village, CO
SEC file number:
801-58105

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 9, 2026

View full firm profile

Other advisors at Empower Advisory Group, LLC

Showing 12 of 1,855 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Elizabeth Lott has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Elizabeth Lott (Empower Financial Services) | AdvisorFinder