AdFi
EM

Ellen McDermott Reidy

Investment Adviser Representative at Equitable Advisors, LLC

Malta, NYCRD #7292475Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ellen McDermott Reidy is an investment adviser representative with Equitable Advisors, LLC in Malta, NY, where they have been registered since 2024. They have worked in the securities industry since 2022 and were previously registered with Cadaret, Grant & Co., Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York and Texas.

Office

101 State Farm Place, Suite 103
Malta, NY 12020

Advisors at this office: 48

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York, Texas
Broker:
13 states and territories

California, Florida, Georgia, Kentucky, Maryland, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/31/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 7/3/2023
Series 7
General Securities Representative Examination
Passed 12/19/2024
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/20/2022
SIE
Securities Industry Essentials Examination
Passed 5/19/2022

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Equitable Advisors, LLCCurrent
8/5/2024 – Malta, NY
Cadaret, Grant & Co., Inc.
5/20/2022 – 4/28/2023Saratoga Springs, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Cadaret, Grant & Co., Inc.
    Sep 2020 – Apr 2023Saratoga Springs, NY
  2. Henry Street Taproom
    Nov 2017 – Sep 2020Saratoga Springs, NY
  3. The Whitman Brewing Company
    Jan 2019 – Mar 2020Saratoga Springs, NY
  4. Uncommon Grounds
    Apr 2019 – Oct 2019Saratoga Springs, NY
  5. AIM Services, Inc.
    Jan 2017 – Jan 2019Saratoga Springs, NY
  6. Muang Loei School
    May 2015 – Dec 2016Muang Loei
  7. 408 Events and Occasion
    Jun 2021 – Jan 2025Saratoga Spring, NY
  8. Equitable Advisors, LLC
    Jul 2023 – no end date reportedNew York, NY

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Equitable Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial planning, workplace solutions and strategies, retirement, protection, and advice services

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Financial PlanningRetirementProtectionWorkplace SolutionsInsuranceWealth Management

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
4,590
Offices listed on AdvisorFinder:
26
Main office:
New York, NY
Founded:
1859
SEC file number:
801-14065

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

Other advisors at Equitable Advisors, LLC

Showing 12 of 4,590 in the directory

View Equitable Advisors, LLC firm profile

Similar advisors in Malta, NY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ellen McDermott Reidy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Ellen McDermott Reidy (Equitable Advisors) - Advisor Profile