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Elliot Bloch

Investment Adviser Representative at Raymond James & Associates, Inc.

Las Vegas, NVCRD #4860879Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Elliot Bloch is an investment adviser representative with Raymond James & Associates, Inc. in Las Vegas, NV, where they have been registered since 2024. They have worked in the securities industry since 2017 and have been registered with 5 firms, including RBC Capital Markets, LLC and RBC Capital Markets Corporation. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Nevada and Texas.

Office

10801 W. Charleston Blvd, Suite 120
Las Vegas, NV 89135

Advisors at this office: 18

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Nevada, Texas
Broker:
43 states and territories

Alabama, Alaska, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/4/2022
Series 7
General Securities Representative Examination
Passed 10/18/2022
SIE
Securities Industry Essentials Examination
Passed 9/23/2022
Series 7
General Securities Representative Examination
Passed 10/20/2004

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Raymond James & Associates, Inc.Current
5/23/2024 – Las Vegas, NV
RBC Capital Markets, LLC
11/21/2022 – 5/24/2024Las Vegas, NV
RBC Capital Markets Corporation
1/10/2007 – 2/19/2009Las Vegas, NV
UBS Financial Services Inc.
12/5/2005 – 1/23/2007Las Vegas, NV
M. L. Stern & Co, LLC.
11/8/2004 – 11/7/2005Henderson, NV

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. RBC Capital Markets, LLC
    Oct 2022 – May 2024Las Vegas, NV
  2. PrimeCap Lending
    Sep 2016 – Sep 2017Las Vegas, NV
  3. Fairway Mortgage Corp
    Sep 2017 – May 2019Las Vegas, NV
  4. First Guaranty Mortgage Corp dba GoodMortgage.com
    May 2019 – Sep 2021Henderson, NV
  5. Diamond Home Loans
    Sep 2021 – Oct 2022Las Vegas, NV
  6. City National Bank
    Jan 2023 – May 2024Las Vegas, NV
  7. Raymond James & Associates Inc.
    May 2024 – no end date reportedLas Vegas, NV

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Raymond James & Associates, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
5,717
Offices listed on AdvisorFinder:
26
Main office:
St. Petersburg, FL
SEC file number:
801-10418

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 25, 2026

View full firm profile

Other advisors at Raymond James & Associates, Inc.

Showing 12 of 5,717 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Elliot Bloch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Elliot Bloch (Raymond James & Associates) - Advisor Profile