Elliot James
Investment Adviser Representative at Entrewealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Elliot James is an investment adviser representative with Entrewealth in San Diego, CA, where they have been registered since 2026. They have worked in the securities industry since 2023 and were previously registered with Northwestern Mutual Investment Services, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- AlbertsonsApr 2018 – Sep 2018Eugene, OR
- Franz BakeryJun 2019 – Jan 2022Eugene, OR
- ZentopiaFeb 2021 – Jan 2022Eugene, OR
- UnemployedJan 2013 – Apr 2018Eugene, OR
- UnemployedJan 2022 – Nov 2022Eugene, OR
- University of OregonSep 2018 – Jun 2019Eugene, OR
- Thomas StewartDec 2022 – Mar 2023San Diego, CA
- Northwestern Mutual Investment Services LLCApr 2023 – Dec 2025San Diego, CA
- Thomas StewartMar 2023 – Dec 2025San Diego, CA
- Entrewealth, LLCJan 2026 – Jun 2026San Diego, CA
- Cerity Partners LLCJun 2026 – no end date reportedNew York, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Entrewealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Elliot James has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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