Ellis Neilson Pfahl
Investment Adviser Representative at THE Patriot Financial Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ellis Neilson Pfahl is an investment adviser representative with The Patriot Financial Group, LLC in Westborough, MA, where they have been registered since 2020. They have worked in the securities industry since 2019 and have been registered with 3 firms, including Securities America, Inc. and Cambridge Investment Research, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Massachusetts.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Massachusetts
- Broker:
4 states and territories
California, Massachusetts, New Hampshire, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cambridge Investment ResearchAug 2019 – Oct 2019Fairfield, IA
- Cambridge Investment ResearchAug 2019 – Oct 2019Fairfield, IA
- Pignatare & Sagan LLCJan 2018 – May 2018Westfield, MA
- McGrath Advisors Inc.Dec 2014 – no end date reportedWestborough, MA
- Meyers Brothers Kalica, PCJun 2018 – Sep 2018Holyoke, MA
- Westfield State UniversitySep 2014 – May 2018Westfield, MA
- Westfield State University - Banacos CenterSep 2016 – May 2018Westfield, MA
- Milano's House of PizzaSep 2018 – Dec 2018Nashua, NH
- Nelsons Hall Bitters PubJun 2017 – Aug 2017Washington Island, WI
- Securities America, Inc.Oct 2019 – Dec 2022Westborough, MA
- The Patriot Financial GroupJun 2020 – no end date reportedWestborough, MA
- Mcgrath Insurance Brokerage IncMar 2019 – no end date reportedWestborough, MA
- Cetera Financial Specialists LLCDec 2022 – no end date reportedSchaumburg, IL
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Patriot Financial Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
The firm offers investments (including laddered bond portfolios, IRAs, annuities, brokerage accounts, and alternative investments), financial planning (retirement, tax, 401(k), 403(b), college, estate, and profit sharing plans), and insurance (disability income, life, long-term care, group health, and employee benefits).
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 35
- Offices listed on AdvisorFinder:
- 22
- Main office:
- Walpole, MA
- SEC file number:
- 801-80245
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 13, 2026
View full firm profileOther advisors at THE Patriot Financial Group, LLC
Showing 12 of 35 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ellis Neilson Pfahl has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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