AdFi
EJ

Emanuel James Pinheiro

Investment Adviser Representative at AXIS WEALTH PARTNERS, LLC

East Providence, RICRD #5623110Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Rhode Island
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/10/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 2/17/2009
SIE
Securities Industry Essentials Examination
Passed 12/8/2016
Series 7
General Securities Representative Examination
Passed 9/25/2012
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/5/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Asset tierAnnual rate
First $500,0001.50%
Second $500,0001.25%
Above $1,000,0001.00%
Above $5,000,0000.75%
Source

AXIS Wealth Partners, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AXIS WEALTH PARTNERS, LLCCurrent
2/25/2021East Providence, RI
NYLIFE SECURITIES LLC
5/31/201612/8/2016Waltham, MA
MML INVESTORS SERVICES, LLC
12/6/201312/31/2015Warwick, RI
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
9/4/20124/29/2013Smithfield, RI
NYLIFE SECURITIES LLC
2/9/20098/9/2012Providence, RI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at AXIS WEALTH PARTNERS, LLC

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View AXIS WEALTH PARTNERS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Emanuel James Pinheiro has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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