Emanuel Pinto Santos
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Emanuel Pinto Santos is an investment adviser representative with Charles Schwab & Co., Inc. in Millburn, NJ, where they have been registered since 2023. They have worked in the securities industry since 2021 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New Jersey.
Office
Advisors at this office: 27
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Jersey
- Broker:
3 states and territories
New Jersey, New York, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JPMorgan Chase Bank, N.A.Nov 2019 – Apr 2021Upper Montclair, NJ
- J.P. Morgan Securities LLCNov 2019 – Apr 2021Upper Montclair, NJ
- Vineyard Vines Retail, LLCOct 2016 – Mar 2019Paramus, NJ
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2021 – May 2022Bergenfield, NJ
- Bank of America N.A.Nov 2021 – May 2022Bergenfield, NJ
- UnemployedApr 2021 – Nov 2021East Hanover, NJ
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2022 – May 2023Pennington, NJ
- UnemployedMay 2022 – Sep 2022East Hanover, NJ
- Montclair State UniversitySep 2017 – Aug 2019Montclair, NJ
- Wishlist by Ashley Marion LLCDec 2016 – Nov 2019Wyckoff, NJ
- Montclair State UniversitySep 2013 – May 2017Montclair, NJ
- Charles Schwab & Co, IncJun 2023 – no end date reportedMillburn, NJ
- Charles Schwab Bank, SSBJun 2023 – no end date reportedMillburn, NJ
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Emanuel Pinto Santos has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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