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Emily Joyce Marr

Investment Adviser Representative at Principal Asset Management

Des Moines, IACRD #7415719Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Emily Joyce Marr is an investment adviser representative with Principal Asset Management in Des Moines, IA, where they have been registered since 2023. They have worked in the securities industry since 2021 and were previously registered with Principal Securities, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Iowa.

Office

711 High Street
Des Moines, IA 50392

Advisors at this office: 31

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Iowa
Broker:
1 state or territory

Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/9/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 12/31/2021
Series 7
General Securities Representative Examination
Passed 12/9/2021
SIE
Securities Industry Essentials Examination
Passed 6/29/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Principal Asset ManagementCurrent
12/11/2023 – Des Moines, IA
Principal Funds Distributor, Inc.Current
11/30/2023 – Arlington, TX
Principal Securities, Inc.
6/14/2022 – 11/28/2023Fort Worth, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Cliff Nelson Recreation Center
    May 2017 – Aug 2018Arlington, TX
  2. Kennedale Hight School
    Aug 2014 – May 2018Kennedale, TX
  3. University of Texas @ Arlington
    Aug 2018 – Dec 2020Arlington, TX
  4. Texas Tech University
    Jan 2021 – Aug 2021Lubbock, TX
  5. Principal Securities Inc
    Aug 2021 – Nov 2023Des Moines, IA
  6. Principal LIFE Insurance
    Jul 2021 – Nov 2023Southlake, TX
  7. McCune Whiteley Wealth Management
    Jun 2022 – Aug 2023Fort Worth, TX
  8. Principal Funds Distributor, Inc.
    Nov 2023 – Jun 2026Des Moines, IA
  9. Principal Securities, Inc.
    Jun 2026 – no end date reportedDes Moines, IA
  10. Principal Life Insurance Company
    Jun 2026 – no end date reportedDes Moines, IA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Principal Asset Management

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Performance-based fees
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
124
Offices listed on AdvisorFinder:
20
Main office:
Des Moines, IA
SEC file number:
801-55959

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 28, 2026

View full firm profile

Other advisors at Principal Asset Management

Showing 12 of 124 in the directory

View Principal Asset Management firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Emily Joyce Marr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Emily Joyce Marr (Principal Asset Management)