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Emmanuel Assa

Investment Adviser Representative at Morgan Stanley

Menlo Park, CACRD #7231079Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Emmanuel Assa is an investment adviser representative with Morgan Stanley in Menlo Park, CA, where they have been registered since 2026. They have worked in the securities industry since 2025. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.

Office

2725 Sand Hill Road, Pwm
Menlo Park, CA 94025

Advisors at this office: 67

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
1 state or territory

California

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/17/2026
Series 7
General Securities Representative Examination
Passed 7/28/2026
SIE
Securities Industry Essentials Examination
Passed 5/30/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Morgan StanleyCurrent
7/29/2026 – Menlo Park, CA
Morgan Stanley
8/24/2020 – 11/22/2021Menlo Park, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Morgan Stanley
    Mar 2020 – Oct 2021Menlo Park, CA
  2. Stanford University
    Sep 2019 – Jan 2020Stanford, CA
  3. The Boston Consulting Group (BCG)
    Jun 2018 – Oct 2019San Francisco, CA
  4. N/a
    Apr 2018 – Jun 2018San Francisco, CA
  5. N/a
    Jan 2018 – Apr 2018N/a, CA
  6. Stanford University
    Sep 2013 – Jan 2018Stanford, CA
  7. Morgan Stanley
    Jun 2026 – no end date reportedMenlo Park, CA
  8. Pyul Corp d/b/a Lakefront Finance, Lakefront Labs
    Nov 2021 – Dec 2024Redmond, WA
  9. N/a
    Jan 2025 – Feb 2025Louisburg, NC
  10. RBC Bank (GA)
    Feb 2025 – Jun 2026Raleigh, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Morgan Stanley

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee
  • Performance-based fees
  • Other
Firm account minimum
$10,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
23,008
Offices listed on AdvisorFinder:
26
Main office:
Purchase, NY
SEC file number:
801-70103

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 28, 2026

View full firm profile

Other advisors at Morgan Stanley

Showing 12 of 23,008 in the directory

View Morgan Stanley firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Emmanuel Assa has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Emmanuel Assa (Morgan Stanley) - Fees & Credentials