Eric A Smith
Financial Professional at Corient
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Eric A. Smith is a financial professional associated with Corient in Charlotte, NC, where they have been associated since 2025, the year they entered the securities industry. They have passed the SIE exam.
Office
Advisors at this office: 13
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Carroll Financial Associates, Inc.Jul 2021 – Apr 2022Charlotte, NC
- Virginia TechAug 2017 – Jun 2021Blacksburg, VA
- Virginia Tech Housing and Residence LifeAug 2018 – May 2020Blacksburg, VA
- Miami Ice SnowconesMay 2014 – Aug 2019Roanoke, VA
- ValcomMay 2018 – Aug 2018Roanoke, VA
- Carroll FinancialMay 2020 – Aug 2020Charlotte, NC
- Cave Spring High SchoolAug 2014 – May 2017Roanoke, VA
- Cetera Advisor NetworksAug 2021 – Apr 2022El Segundo, CA
- BrightworthApr 2022 – Mar 2023Charlotte, NC
- CIPW Service Company, LLCJan 2023 – Jul 2023Toronto
- Corient Services LLCJul 2023 – Jul 2026Miami, FL
- CorientOct 2022 – Jul 2026Charlotte, NC
- Ritholtz Wealth ManagementAug 2026 – no end date reportedNew York, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Corient
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $250,000 (waivable)
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 599
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Miami, FL
- SEC file number:
- 801-124978
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 21, 2026
View full firm profileOther advisors at Corient
Showing 12 of 599 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric A Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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